has obtained a shareholders’ meeting resolution approving the issuance of underlying shares which is sufficient for the exercise of conversion rights and such resolution has been obtained no more than 1
million arising from the Bank outstanding principal payable to the Legal Execution Department in the amount of Baht 575 million from the year 2010 which resulted from the breach of contract for bidding a
Trade with standing order (market timing descretion) : การใหบ้ริการ ซื้อขายหลักทรัพย์หรือสัญญาซื้อขายล่วงหน้าแก่ผู้ลงทุน โดยลูกค้ายินยอมให้ตัดสินใจแทนในขอบเขต ที่จ ากัด Portfolio advisory with execution
according to the obtained license at a fixed rate or a rate based on business volume, as the case may be, as specified in this Notification. The licensee shall pay only the fee for the license that has been
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4 . Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4. Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator
obligations under derivatives positions held by a client; (2) profits or any other interests obtained from derivatives trading of a client; (3) warehouse receipt, bill of lading, or any other instruments