approval of fund manager whose approval is based on their holding of executive positions in a management company which apply only to the Manager or equivalent positions, it is therefore necessary to issue
. Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 39/2553 Re: Approval of Auditors in the Capital Market _________________________ Whereas Section 61, Section 89, Section 106
. Maintenance of status 1. The Contacts being approved on a basis of being an executive of a securities company, mutual fund manager or private fund manager will be granted renewal of the approval if they
draft prospectus and approval from the SEC. In addition, such offering must be made through the SEC-recognized ICO portals. This public hearing covers key issues in this matter, e.g., approval rules
Major Thanapong Janthong During September-October 2018, Barter Smart Company Limited ("Barter Smart") offered BSmart coin, which was determined as an investment token due to the coin's
possessed material non-public information regarding: (1) the company’s approval to sell ordinary shares of its subsidiary to Plan B Media Public Company Limited (PLANB), and (2) the company’s plan to buy
Miss Ornprapat Junsakha Miss Ornpaphat Chantarasaka , the authorized director of Marnfah Group Company Limited , had solicited the public to make an investment with the company based on a scheme
aforesaid conducts of the authorized directors of Lederer (Thailand) Company Limited was liable to public offering of securities without approval in the category of debenture in violation of Section 33 of