case is under consideration of the Appeal Court. SEC Act S.315 Criminal Complaint Filed with an Inquiry Official Dated 13/10/2006

action was deemed a violation of Section 16 of the Derivatives Act B.E.2546 (2003). This case is under consideration of the public prosecutor. DV Act S.16 Criminal Complaint Filed with an Inquiry

statements for the six-month period ended June 30, 2008 to the SEC and the SET within the specified period. The public prosecutor issued a non-prosecution order; the case was therefore deemed final. SEC Act

embezzling Baht 42 million from SECC share subscription account. This case is under consideration of the public prosecutor. SEC Act S.307 308 311 in conjunction with 315 Criminal Complaint Filed with an

343 of the Penal Code. The public prosecutor issued a non-prosecution order. The case was deemed final. DV Act S.343 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 18/12

using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act

Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damage to the company but brought about benefits to Mr. Suthisak Lohsawat and a juristic person whose major shareholders

be liable to the penalty under Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damage to the company but brought about

pursued for case proceedings. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 30/07/2013

from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125. This case is in the process of inquiry by the inquiry official. DV Act S.16