& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities

as sustainable finance, market fragmentation, supervisory cooperation, and digital assets and cryptocurrency including investor protection perspectives. Among the challenging issues resulted from

Thai incorporated companies and foreign companies not listed on specified main board of foreign exchanges. The proposal aims at enhancing investor protection while pushing securities issuers to rectify

the universe of financial products and services for investors.The regulations will emphasize on information disclosure and appropriate level of investor protection. Foreign companies intend to raise

Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), together with Mr. Manpong Senanarong, President of Thai Digital Assets Exchange Company Limited (TDX

procured for protection of the trading and clearing systems; (4) assets contributed by the parent company to the derivatives clearing house in the form of a written and legally enforceable commitment

?SECID=10460 longer be able to purchase, sell or trade digital assets via BX.in.th website investor protection in this regard, the SEC has set up a special investor support team to ensure assistance and

://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10460 longer be able to purchase, sell or trade digital assets via BX.in.th website investor protection in this regard, the SEC has set up a special investor support

features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent buyers. In

structured features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent