December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine
attached hereunder: “ intermediary ” means a securities company or a derivatives intermediary. “ fund management company ” means a securities company licensed to undertake securities business in the category
resolutions on the important agenda of the Board of Directors Meeting of the Company No. 5/2017, held on 7 November 2017, as follows: 1. Resolved for approval of the submission to the Shareholders’ meeting for
2019 (under a Co-Management Contract pursuant to the SEC Notification : Approval of Co- Management Contract of a Securities Company No. Or Thor/Nor 9/2541), be approved. (See Attachment 1) 3. That the
Ref 61/009 Sep 3, 2018 Subject: The establishment of new subsidiary To: President The Stock Exchange of Thailand K.C. Metalsheet Public Company Limited (“the Company” or “KCM”) hereby informs that
investment consultant of Krungsri Securities Public Company Limited (Krungsri Securities) and Apple Wealth Securities Public Company Limited as well as Onjira Yuwadee, a securities investment consultant and
Bangkok, April 22, 2013 - The SEC barred {A}, a former employee of Siam City Securities Co., Ltd., from holding any securities company management positions as well as revoked her investment
No. L030/2017 August 17, 2017 Subject: Disposition of investment in a subsidiary company To: President The Stock Exchange of Thailand Laguna Resorts & Hotels Public Company Limited (the "Company
the board of directors of the Company for another term. 6. Approved to propose the Shareholders’ Meeting for consideration of approval for the remuneration of the Board of Directors for the year 2020