) Miss Chatanun Tanasinwiwat, (10) Mrs. Panitanan Termkunanon, and (11) Mr. Nitis Sillamat, with personal relationships and securities trading activities within the group, colluded to manipulate the
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
committed upon the dishonest misappropriation of the fund for personal gains. The actions committed by Mr. Chiyachantana and Ms. Hongsri were liable to be the offenses under Section 308, Section 311
loss due to price volatility, cybersecurity risk, risk on personal data leakage, and exploitation as a money laundering tool. The SEC Board has therefore considered exercising authority within the scope
Investigation Bureau (CIB), the SEC has found the facts and evidence that all 18 offenders are connected, in terms of personal relations, money trails, securities trading as well as channels and locations of