Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “derivatives broker” means a juristic person licensed to undertake derivatives business in the category of
regulations: Clause 1. In this Notification: “derivatives broker” means a juristic person licensed to undertake derivatives business in the category of derivatives broker. Clause 2. The Notification of the
Instruments dated 26 September 2000 and Clause 25/1 of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and
of Securities Companies By virtue of: (1) Clause 4(2) of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage
Commission hereby issues the following regulations: Clause 1 Notification of the Securities and Exchange Commission No. KorKhor. 16/2551 Re: Approval for Undertaking of Derivatives Business in the Category of
___________________ By virtue of Section 109 of the Securities and Exchange Act B.E. 2535 (1992) and Section 14 and Section 19 of the Derivatives Act B.E. 2546 (2003) and Clause 1 of the Notification of the Capital