Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual

 Bangkok, April 16, 2014 ? The SEC is seeking public comment on easing rules on derivatives investment of accredited investor funds (AI funds), where all unitholders are institutional investors or

Bangkok, June 9, 2015 ? The SEC notified Electronics Industry Plc. (EIC) to cooperate with the auditor in auditing and reviewing its 2014 and Q1/2015  financial statements where the auditor expressed

Bangkok, January 22, 2013 ? Following the SEC?s request for a clarification of news coverage on an interview of Mr. Sompoch Ahunai, Chief Executive Officer of Energy Absolute PLC, where the financial

, reporting and disclosure of any actions where conflicts of interest may arise and proprietary securities trading.  The consultation paper for draft rules is available on www.sec.or.th. Stakeholders and

restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the

02-263-6003 or visit SEC?s website at www.sec.or.th where the application form is also available for download (available in Thai only).  

accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. This case is in the process of inquiry by the prosecutor official. Fails to pay the fine within

to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during September 15, 2021 to May 7, 2022, Zipmex kept and maintained digital assets of

or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during the middle of 2020 to September 7, 2022, Zipmex Company Limited ("Zipmex"), a digital