declare the corporate intent to serve the public and capital market stakeholders with integrity, transparency and corporate governance, on 8 May 2019. The SEC Declaration of Intent is in compliance with
guidanceAs legislation has been drafted and administrative arrangements put in place, some additional clarity can now be provided about the laws that will apply in each economy to incoming Passport Funds. The
offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
in the first quarter of this year. These comments have been considered and incorporated to enhance the clarity and suitability of the sample appointment agreement.Interested parties and stakeholders
has taken the respondents’ comments and suggestions into consideration to enhance clarity and appropriateness of the aforesaid principles. In this regard, relevant regulations have been drafted and are
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse
investor protection.In addition, the SEC proposes to amend the regulatory framework to enhance the clarity and consistency of disclosure requirements for sustainability-related debt instruments across all
investment trusts (REIT), infrastructure funds and infrastructure trusts.The proposed revisions aim to enhance transparency in executing such types of transactions while the unitholders to be affected by such