e-service Online Submission Canceled document of topic "Securities Underwriter Business" not found Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon

e-service Online Submission Securities Underwriter Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange

e-service Online Submission Securities Underwriter Business >>   Type Title Section See document Status Notified Date Effective Date 1. Circular   2/2560    09/01/2017                Contact The

e-service Online Submission See canceled document Bond Dealer and Underwriter >> Revocation of License (section 147)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Bond Dealer and Underwriter >> Advertising (section 98(10))   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities

e-service Online Submission See canceled document Securities Underwriter Business >> Revocation of License (Section 147)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Underwriter Business >> Decrease in Registered Capital (Section 98(1))   Type Title Section See Document Status Notified Date Effective

e-service Online Submission See canceled document Securities Underwriter Business >> Reporting of Securities Allocation (Section 81)   Type Title Section See Document Status Notified Date Effective

ตอบ : 02/09/2563 คำถาม :   การที่ underwriter จะไม่เปิดเผยข้อมูลรายชื่อลูกค้าที่ได้ทำหน้าที่จัดจำหน่ายตราสารหนี้ให้กับ issuer จะทำได้หรือไม่

by each underwriter.   (2) The 81-1 Short-Form report of the shares offering results must be submitted at least two business days before the first trading day or within 30 days after the offering