that during 4 January 2013 - 15 October 2014 {A}, then working for Thanachart Securities Public Company Limited, used the trading account of a client who was his mother to trade securities for himself
Bangkok, February 5, 2014 - The SEC suspended {A}, a capital market investment consultant for trading securities on behalf of client while working for Kasikorn Securities Plc.Following a report from
Bangkok, June 15, 2015 ' The SEC suspended {A}, a capital investment consultant for trading securities and derivatives on behalf of client. He worked with Globlex Securities Company Limited while the
trading decisions on the client?s behalf with internet trading username and password for trading from September 13, 2011 until the end of December 2011, causing losses in the client?s account of
} for his inappropriate acts. The {A} case was reported by MTS Gold Futures Co., Ltd. that he had been authorized by his client to make derivatives trading decisions on the client's behalf with internet
Facebook Page ชื่อ Funds Trading : Unlicensed securities and derivatives business (Disclosure Date : 22/01/2024)
Facebook page Securities Trading Services : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2023)
Facebook page JK Trading : Unlicensed securities and derivatives business (Disclosure Date : 22/04/2022)
Facebook page EP Trading : Unlicensed securities and derivatives business (Disclosure Date : 22/04/2022)
Facebook page GGS Trading G2 : Unlicensed securities and derivatives business (Disclosure Date : 17/05/2022)