importance and proper implementation of the KYC/CDD assessment as it is one of the core functions of every securities company's business operations.? SEC Deputy Secretary-General Tipsuda Thavaramara said

years, starting from July 1, 2016.SEC Deputy Secretary-General Tipsuda Thavaramara said: ?Investors should be careful not to allow any investment consultant to use their trading or banking accounts for

Act of 1992 to introduce the civil sanctions as a new enforcement mechanism will help enhance enforcement efficiency and boost confidence in the Thai capital market.?Tipsuda Thavaramara, SEC Deputy