. “ major participating investor ” means any person specified in the ETF scheme that such person would be able to buy or sell ETF units with mutual fund management company or operator of foreign ETF , as the
asset value of such ETF units. “major participating investor” means any person specified in the ETF scheme that such person would be able to buy or sell ETF units with mutual fund management company or
underlying shares of ETF according to the short selling transactions within the period as specified by the clearing house or within the period agreed by parties. (1) in case of short selling for proprietary
Derivatives Intermediaries dated 6 September 2013. Clause 3 The regulations detailed in this Notification are stipulated for intermediaries to proceed in the same direction in compliance with the Notification
Clause 43(3) of the Notification on Standard Conduct of Business by sending a confirmation statement with details specified by the Association5, with an approval of the SEC Office, through a method agreed
order to comply with the stipulated criteria as required by law. The SEC has considered all relevant information and is of view that the aforementioned issues may pose significant impact on business
such money from other retirement mutual funds in accordance with the guidelines stipulated by the Association of Investment Management Companies: “Supporting provident funds” shall be specified. 18.2 In
and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14, the conditions specified in Clause 15 are
company shall act in the interests of the fund and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14