capital market. Furthermore, currently business operators can carry out other businesses right away if the conditions are met, whereas TSFC Securities Public Company Limited (TSFC) must acquire prior

capital to increase flexibility. The SEC has also reviewed the haircut rates used in calculating the net capital to align them with the current situations and cover risks associated with various instruments

Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems

Rules Conditions and Procedures for Establishment and Management of Property and Loan Funds (No. 2)

Rules, Conditions and Procedures for Approval of the Securitization Project (No. 2)

Rules, Conditions and Procedures for Management of Mutual Fund (No. 8)

Rules, Conditions and Procedures for Establishment of Mutual Funds (No. 9)

Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)

Rules, Conditions and Procedures for Investing in and Seeking of Benefits for Long Term Equity Fund

Re: Regulations on Terms and Conditions of the Bond Issuers and the Bondholders