brokerage business, securities dealing business, securities underwriting business, mutual fund management business and securities borrowing and lending business (SBL); (2)  KYC providers, gathering and

providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation

, investment allocation, service providers, dollar cost averaging (“DCA”) investment services, and mutual fund comparison by using the SEC Fund Check tool.The "Mutual Funds Insight" microsite consists of four

The SEC has provided guidelines for promoting the growth of digital asset custodial wallet providers (DA custodians) by supporting them in maintaining appropriate costs. This initiative aims to

Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft compilation of rules governing providers of investment services in foreign currency denominated securities and derivatives. The

accordance with the notification of the SEC for 35 days. In this regard, Bitkub did not deposit customers' digital assets with digital asset depository service providers and keep them in its cold wallets

; digital assets in accordance with the notification of the SEC for 8 days. In this regard, TDX did not deposit customers' digital assets with digital asset depository service providers and keep the

notification of the SEC for 6 days. In this regard, Bitazza did not deposit customers' digital assets with digital asset depository service providers and keep the assets in its cold wallets, digital wallets

accordance with the notification of the SEC. In this regard, Zipmex did not deposit customers' digital assets with digital asset depository service providers and keep them in its cold wallets, digital

asset depository service providers. This case is under consideration of the public prosecutor. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 28/12/2021