/PB_Detail.aspx?SECID=662. Stakeholders and interested parties are welcome to give comments and suggestions via the website or by phone at 0-2033-9516, 0-2263-6279, 0-2033-9882 or send email to chaowaporn
to send comments or suggestions by 16 November 2020 via the website or e-mail to pitchayai@sec.or.th. ________________________ Note: *4 Acts are the Securities and Exchange Act B.E. 2535
Mr. A did not consent to bring an end to the case at the SEC level, the SEC therefore decided to send a letter to the prosecutor to file a civil lawsuit against Mr. A and press for civil sanctions
explanation to the SEC accordingly. In performing duties, investment consultants can send trading orders only when obtaining instructions from the clients. They are not allowed to make securities
the transactions and permitted {A} to continue trading in attempt to recover loss incurred in the trading account.In performing their duties, investment consultants can send trading orders only when
authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from
market. Investor contacts are obliged to send trading orders into the Stock Exchange of Thailand's trading system properly and not get involved in any wrongdoing. Any investor contact who fails to comply
Transaction to the SET and send a notification with respect to the Transaction to its shareholders within 21 days from the date of disclosure information to the SET. The calculation of the Transaction size is
must disclose certain information pertaining to the Transaction to the SET and send a notification with respect to the Transaction to its shareholders within 21 days from the date of disclosure