market personnel and lack qualifications for the director and executive positions of issuing firms throughout the complaint period. Arada?s investor contact approval is also revoked,? said SEC Deputy
}: considering the level of her wrongful conduct, her status as an approved securities investment consultant should be revoked. However, since the said status had already expired on 31 December 2019. SEC
Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1
Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients
Bangkok, November 11, 2014 - The SEC revoked the approval of Panadda Burapawijitnon, a capital market investment consultant for ten years, and {B} (formerly named {C}), a securities investment
10,000 10.65 Purchase Link KCG CORPORATION PUBLIC COMPANY LIMITED (KCG) Mr. SONGTHAM PHIANPATTANAWIT Reporter Common Share 18/09/2023 10,000 Revoked by Reporter 10.65 Purchase Link KCG CORPORATION PUBLIC
PUBLIC COMPANY LIMITED (GEL) Mr. THITIPONG TANGPOONPHONVIVAT Reporter Common Share 30/08/2019 1,908,800 Revoked by Reporter 0.20 Purchase Link GENERAL ENGINEERING PUBLIC COMPANY LIMITED (GEL) Mr. THITIPONG
with power of management of a financial institution which had its license revoked, unless an https://publish.sec.or.th/nrs/208pe.doc 7750p.doc
market business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Saowarat as an investment consultant for complex