Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “After the Thai ESGX regulations took effect on 16 April 2025, the SEC is currently reviewing applications for the establishment of 37 Thai ESGX submitted by 19 AMCs.* We anticipate that all of these new funds will be ready for initial public offerings as scheduled on 2 May 2025. Thai ESGX will accommodate both the transfers of existing LTF units and new investments. However, transfers of LTF units can only proceed once the registration...
On 14 August 2019, the SEC and 12 organizations in the capital market officially co-launched the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation with the objective of inviting all sectors in the capital market to declare the intention to operate with social and environmental responsibility in line with the United Nations’ Sustainable Development Goals (SDGs). Laid out as a three-year plan, the Initiative has already led to further collaboration bet...
securities, and revises the law to encompass the digital trading in securities; (2) revises overall provisions regarding over-the-counter center i.e., the establishment, qualifications of applicants
Board No. Tor Thor. 88/2552 Re: Business Days and Holidays of Derivatives Business Operators dated 3 August 2009, the Office of the Securities and Exchange Commission hereby revises the holidays of
Exchange Commission hereby revises the holidays of securities companies and derivatives business operators for the year 2020, which have been specified in the Notification of the Office of the Securities and
default under the terms and conditions in cases where the bond issuer revises the debt repayment conditions and/or engages in debt restructuring negotiations with financial institutions or other creditors
) Granting a waiver from an event of default under the terms and conditions in cases where the bond issuer revises the debt repayment conditions and/or engages in debt restructuring negotiations with financial
SEC Secretary-General Ruenvadee Suwanmongkol said: “The auditing context has evolved significantly over time. The SEC thus revises the requirements on approval of auditors in the capital market
asset management firms, and revises regulations governing advertisement of financial products to prevent improper distraction or solicitation that may cause investors to misunderstand the true objective