service provider in the foreign country; (3) criteria for reviewing and changing a service provider; (4) guidelines for subcontracting the outsourced function by the service provider to another party, which
inspecting unit…………………………………………………………… (2) Period of inspection.……………………………………………………… ……… (3) Scope of inspection (3.1) Audit engagements level…………………………………….…………… (Please specify the names of the engagement
system by the Audit Firm (internal monitoring) (1) Name of inspecting unit…………………………………………………………… (2) Period of inspection.……………………………………………………… ……… (3) Scope of inspection (3.1) Audit engagements level
risks and promote the use of digital technology in fundraising; (2) Promoting the Entry of Digital Asset Custodial Wallet Providers: Reviewing the regulations to support digital asset custodial wallet
suggestions and took them into consideration when reviewing the proposed regulations. The SEC is therefore soliciting public comments on the proposed regulations and relevant draft attachments with the
guillotine is a rapid, transparent, low-cost and inclusive process of reviewing a large number of existing regulations to repeal those that are no longer needed and amend those that are not suited to the
with the Securities Law; (7) Reviewing the SEC guidelines on submission of electronic information to support electronic filing of information to request the use of SEC work systems, and repealing
committed to reviewing within 21 calendar days a complete application from fund managers for the authorisation of a fund; and(c) give participating fund managers more flexibility to delegate the investment
that can potentially be offered in all three jurisdictions, which is currently not possible. In addition, the Signatories are also committed to reviewing applications made under the Framework in