continue to provide the critical functions in such event of disruption. Clause 9. A securities company shall carry out the followings task at least once each year: (1) Testing and reviewing of the business
the followings task at least once each year: (1) Testing and reviewing of the business continuity plan under Clause 6; (2) Evaluation of the test results under (1) and preparation of the test evaluation
followings task at least once each year: (1) Testing and reviewing of the business continuity plan under Clause 6; (2) Evaluation of the test results under (1) and preparation of the test evaluation report by
the amendments under (2) and (3) will take effect on 1 April 2024, and the amendment under (4) is expected to take effect from 1 March 2024*.Additionally, the SEC is reviewing relevant regulations to
September 2024. The rectifications cover the followings: (1) Revising the account opening and KYC system, assessing the suitability of clients’ investments in digital assets, and reviewing and updating
. In considering the application under Clause 5, the SEC Office, in addition to reviewing the application and the supplementary documents, shall be authorized to instruct the applicant to provide
this Notification. Clause 6. In considering the application under Clause 5, the SEC Office, in addition to reviewing the application and the supplementary documents, shall be authorized to instruct the
million or 23.02%, due to the baht appreciation. Made in the currency of Dorar. Make profit decrease. The company has already managed by reviewing new contracts with customers. This will take effect in May
return in the future, and it is considered a worthy the investment. However, after reviewing the net asset value and net debt at the end of the period, the Company did not receive any debt repayments in