and filing procedures for DW issuance will be shorten and require fewer documents in order to increase efficiency while impact of price risk will also be mitigated. An automatic approval will be
clearing house in accordance with the criteria prescribed by the clearing house ; (3) contracts having the following characteristics: (a) containing provisions that require one party to deliver goods to the
in accordance with the criteria prescribed by the clearing house; (3) contracts having the following characteristics: (a) containing provisions that require one party to deliver goods to the other
products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an
require brokers to appropriately consider the credit risk management of their clients, including margin calls and force sell of collaterals; (5) To remove daily redemption fund from being classified as
* shall require business operators to postpone the principal repayment and cancel or postpone the payment of interest or any other returns upon occurrence of any of the following events: (a) business
above transaction does not meet the criteria that require to be proceeded in compliance with the Notification of the Capital Market Supervisory Board No. ThorJor. 20/2551 entitled Rules on Entering into
has issued the amended regulations with the key points as follows: (1) Revising the reporting scope for business operators to require submission of data or documents on a necessary basis and
from 30 days to 7 days, and the cooling-off period* from 14 days to 3 days; (2) mai/SET listing requirements for LiVEx-listed companies: To require an application for approval, compliance with the