Credit Rating Agencies Approved to Issue Credit Rating for Instruments Subject to Rules Concerning Issuance and Offer for Sale and Investment of Funds
be approved by the SEC Office upon full compliance with the following criteria: (1) the applicant is the issuer of depositary receipts in accordance with the criteria specified in Division 1 of this
approved by the SEC Office, therefore in support of such purpose, the SEC Office hereby issues the regulations on approval of auditors as follows: Clause 1 This Notification shall come into force as from 1
Notification may be made only when the value of the approved securities does not exceed the allotted quota determined by the Bank of Thailand for controlling the execution of transactions related to foreign
Repeal of Notification Concerning Approval for Auditors of Company Approved to Issue and Offer for Sale of Newly Issued Derivatives Warrant to Facilitate and Rehabilitate or Restructure Debts of the
Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market
Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are
assigned by a management company to sell investment units of a mutual fund; “investor contact ” means any natural person approved by the SEC Office to act as an investor contact person, who communicates with
reliability of the information in the registration statement and draft prospectus. In case the offeror fails to comply with the SEC Office’s order under Paragraph 1, it shall be deemed that the offeror no