SEC Secretary-General Ruenvadee Suwanmongkol said “SEC prioritizes the protection of investors against fraudulent solicitations, which is one of the core policies of SEC. Therefore, we started

cooperation between the two authorities on matters pertaining to regulations and policies in financial services in both markets as well as emerging trends.Mr. Ian Johnston, Chief Executive of the DFSA, said

, more user-friendly format for informing investors of key features, investment policies and associated risks, while giving investment consultants a more convenient tool for giving advice and selling units

Bangkok, 22 September 2016 ? The SEC is seeking public comments on the Investment Governance Code (I Code), which contains guidances for institutional investors to manage investment policies and

funds, the classification will be based on their investment policies and will be reclassified based on net exposure after disclosure of their first portfolio investment reports. The classification of

delay.According to the auditor?s report, accounting policies were improperly used in the annual financial statements for the year 2014, whereby Smart Traffic Co., Ltd., an EIC affiliate, failed to record allowance

information on performance comparison of mutual funds with the same investment policies prior to making their investment decision.? Somjin Sornpaisal, Chairman of AIMC, said the AIMC would conduct a study

disclosed in the fund prospectus, especially investment policies, investment proportion and associated risks. In addition, if the funds invest in the GMS instruments more than 60 percent of NAV, the asset

relevant to the CRA, consistent with the applicable credit rating methodology that is in effect. Therefore, the CRA should establish, maintain, document, and enforce policies, procedures, and controls to

situation has slowed down for a quite period of time. As for this year’s investment, due to the COVID-19 outbreak since the end of the year 2019, the company has decided on two major policies, which are