Bangkok, July 17, 2015 ? The SEC supported debt securities issuer to make debt securities offerings with more convenience, less time-consuming, and in line with international practices. Rapee
assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth
admitted that the client, at the beginning, had authorized him to make securities and derivatives trading decisions on her behalf. Also, the recorded conversation found later indicated that the client
://www.sec.or.th/EN/Documents/ActandRoyalEnactment/LawReform/SEA-summary.pdf freshfield transfers or will transfer an asset to or places or will place an asset with a special juristic person for the purpose of
inform the provisional representative of its https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-spv.docx freshfield representative within the period prescribed by the Office of the SEC
freshfield representative within the period prescribed by the Office of the SEC; (2) any person who is in possession of property or documents belonging to the special purpose juristic person shall inform the
://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-spv.docx freshfield 5, expenses and charges incurred in the actual handling of the matters shall be taken into consideration without the principal