keeping of investment advice and trading orders, as the evidence indicated that she had regularly made contact with the client through tape recording system and was able to take client's orders through such
); provided that such policy shall be clearly indicated in the remarks of the financial statement. 2. A long-term deposit at a financial institution means a deposit at a financial institution other than those
shall be clearly indicated in the remarks of the financial statement. 2. A long-term deposit at a financial institution means a deposit at a financial institution other than those classified as cash and
previous quarter. Although the numbers indicated a better direction comparing to the previous year, but the current unemployment rate has not yet returned to the pre-Covid-19 level. The company performance
cash flow (“DCF”) and Guideline public company method (“GPCM”) when determine the fairness of valuation is reasonable to be between 1 : 5.44 and 1 : 5.92 (details as shown in attachment 1), therefore
tourism sector, the Ministry of Tourism and Sports indicated that the situation has now returned to normal., allowing both domestic and international travelers to confidently resume all planned activities
SEC plans to revise rules on sale conducts for investment units after a survey of 55 branches of 18 commercial banks in Bangkok area indicated necessity for improvement particularly in relation to
damage client's assets. In case of {C}, the SEC received a report from securities company that had disciplined {C} after findings indicated that he had sent inappropriate trading orders in a manner that
of both companies have not yet transferred the shares to the company. SCAN could be exposed to risk of not getting money back if the agreements are terminated. IFA also indicated that in case of