penalties under Section 317/5 of the SEA.The Civil Sanction Committee (CSC) has therefore resolved to impose a civil sanction on the offender, comprising civil penalties, compensations in the amount equal
) has therefore resolved to impose civil sanctions** on the two offenders, comprising civil penalties, compensations in the amount equal to the benefit received or that would have been received
penalties under Section 296 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992).The Civil Sanction Committee (CSC) has therefore resolved to impose a civil sanction* on the offender
the SEA, subject to the penalties under Section 296, Section 296/1 and Section 296/2 of the SEA. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the four
under Section 296 and Section 296/2 of the SEA.The Civil Sanction Committee has decided to impose civil sanctions* on the three offenders above through the imposition of civil penalty, compensation at
investment company, and shall also issue and impose disciplinary measures on violating listed companies by posting investor alert signs and determining a grace period. In case of failure to proceed as
) The Securities and Exchange Act to be amended to enable SEC to register the audit firms in the capital market and to supervise and impose sanction on an audit firm in the capital market found by SEC
may impose a conflict of interest, unfairness or damage to unitholders' interest. In addition, the fund voting provisions have been revised to increase efficiency in practice whereby unitholders are
of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of consent to the civil sanction and fully complied therewith
punishments under the said provisions in conjunction with Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of