financial condition may cause damage, or not having any behavior which indicates an ongoing financial problem, including having no reasonable ground to believe that there is a shortcoming or unsuitability
) Performing work in a manner that indicates a lack of professional ethics or standards as stipulated by an association under the Office’s approval; (18) Performing the management duty in a manner that indicates
compliance with any order of the Office or the Securities and Exchange Commission under Section 141, Section 142 or Section 143; (17) Performing work in a manner that indicates a lack of professional ethics or
and its subsidiaries indicates the comparison of performance of the financial position as of 31 December 2019 and 31 December 2018. Total Assets As of 31 December 2019, the company and its subsidiaries
investors are recommended to study tax manual of long-term equity fund or retirement mutual fund, as the case may be; and (4) if the advertisement indicates that the fund has been approved by the Office, it
fund, as the case may be; and (4) if the advertisement indicates that the fund has been approved by the Office, it must also states that “the approval for establishment and management of the ….. (fund
tax manual of long-term equity fund or retirement mutual fund, as the case may be; and (4) if the advertisement indicates that the fund has been approved by the Office, it must also states that “the
case may be; and (4) if the advertisement indicates that the fund has been approved by the Office, it must also states that “the approval for establishment and management of the ….. (fund name)….. on