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On 15 August 2023, the Capital Market Supervisory Board Meeting No. 8/2023 passed a resolution approving the principles and draft regulations related to protection of derivatives business customer

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10186

SEC relaxes underwriting rules and clarifies conduct of derivatives brokers in relation to night session of derivatives trading

conduct of derivatives brokers as follows: 1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3688

SEC relaxes underwriting rules and clarifies conduct of derivatives brokers in relation to night session of derivatives trading

conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3689

SEC Thailand’s public hearing on draft regulations regarding to the temporary rules of the derivatives exchange and derivatives clearing house.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=924

SEC Thailand public hearing on proposed regulations on protection of derivatives business customer assets under the Derivatives Act.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=944

SEC Thailand public hearing on proposed requirements for derivatives business operators under the Derivatives Act B.E. 2546 (2003) to ensure clearer management of customer assets

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=903

SEC, ASCO, and securities and derivatives businesses discuss strategies for adapting to current market trends

by Mr. Pichet Sithi-Amnuai, ASCO Chairman, along with representatives from 42 securities and derivatives businesses. This meeting aimed to discuss and exchange views on strategies to advance the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11441

SEC announces special holidays for securities companies and derivatives business operators

and derivatives business operators to support the government’s policy above and align with the holiday schedule established for financial institutions and specialized financial institutions.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11384

SEC announces a special holiday for securities companies and derivatives business operators

considered it appropriate to designate 12 April 2024 as an additional special holiday for securities companies and derivatives business operators. This decision aligns with the Cabinet’s resolution and the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10591