Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 12 of 12 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly

the Ethical Standard Act B.E. 2562 (2019), which has come into force since 17 April 2019. Details of the Declaration of Intent (Thai version only) are available at https://www.sec.or.th

aims to promote ASEAN capital markets as a driving force for sustainable development and an investment destination recognized by global investors in line with the concept of Advancing Partnership

consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients

Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions

internet banking system to transfer 2,000 baht from a client's account into his own without the client's authorization. {D}'s actions were deemed to be prohibited characteristics of investor contacts in

... TRANSLATED VERSION As of November 21, 2008 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference Notification of the

... TRANSLATED VERSION As of November 21, 2008 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference Notification of the

TRANSLATED VERSION As of November 21, 2008 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference Notification of the

ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for