long selling transactions; (5) To require that securities companies examine clients’ securities trading orders to verify that the clients fully borrow or own securities before executing the trading
HYDRO to continue operations and improve long-term cash flow. This is contingent on the company executing new projects with careful planning and efficient cost management. Nonetheless, the proposed PP
committing fraud, misappropriating the company's assets and falsifying accounting records by executing concealed transactions through several associated companies abroad to exaggerate the company's operating
the purpose of law enforcement according to the authority of the three agencies. This includes executing the case with the fined person in a criminal case in order to effectively seize property or
Bualuang Securities Plc. and Seamico Securities Plc., respectively, aided and abetted the manipulative trading by executing such trading orders, taking orders from person who was not the account owner, and
the client before executing trading orders as earlier agreed upon. {C}, an investor contact of Kiatnakin Securities Co., Ltd., is suspended for one month for trading securities in a client's account
irrelevant person from entering the area for executing trading transaction orders. Clause 5 A securities company should specify a code of conduct clearly in writing, whose contents should include acceptance of
(near-month) to new contracts with longer maturities (far-month) for spread trading on Friday, 28 March 2025, from executing their transactions. This could result in additional margin calls. In such case