and strengthen professionalism in financial industry in term of financial knowledge, analytical skills, stock valuation and ethics-based performance which assures the quality of CFA certificate holders
, they still need to develop further in the five following areas including 1) Anti-corruption 2) Whistleblowing 3) Effective implementation of business ethics 4) Review and monitor corporate strategy
management business, but the Code will provide a clearer guideline for setting a responsible investment policy that will maintain a healthy balance between ethics and earning.?
as an auditor in the capital market with the SEC. In addition, the misconduct of these persons has been submitted to the Ethics Committee of the Thailand Federation of Accounting Professions under
relevant rules and regulations and professional ethics and standards, which is administered by an association or a training institute, for a period of time not exceeding two years on the date of submission
; (5) Having passed the fundamental knowledge examination on the subjects of securities and exchange laws, the relevant rules and regulations and professional ethics and standards, which is administered
establish transparent and fair membership criteria, which shall focus on the suitability, financial status, performances, readiness, capability and professional codes of ethics of the applicants. Clause 15 A
มีการจัดทำ code of ethics ตัวอย่างที่ดี - เปิดเผยว่าบริษัทมีการจัดทำ code of ethics โดยมีหัวข้อหลักอะไรบ้าง กำหนดวิธีปฏิบัติงานอย่างไร และบริษัทได้มีการสื่อสารให้กรรมการและพนักงานทุกคน
ethics and professional standards. In this regards, the compliance officer and compliance unit shall be independent from other units: (b) determine the annual inspection plan which is approved by the board