) preparation of the service agreement in respect of, for example, scope of conditions of service provision, customer’s rights, source of investment strategy; 3) availability of the appropriate personnel to

, greenhouse gas emission, and respect for human rights, etc.” Form 56-1 One Report will become effective from the financial period ending 31 December 2021. The submission must be within three months as from the

“This MoU reiterates the SEC Thailand’s dedication and extensive efforts with respect to the strategic plan on digital technology and sustainable capital market. It has indeed come at a crucial time

funds, venture capital firms, and ultra-high net worth investors. With respect to individual investors, SEC has received diverse comments involving restrictions on investment in ICO. Therefore, SEC will

investor access to information prepared by professionals with understanding of foreign products for investment decision-making. With respect to movement to a host country, professionals approved by the

choose the persons to operate a business on their behalf in a more flexible manner, whereby the business operators will be able to delegate other persons in respect of work related to the business

employees providing advice to the investors in order to prevent conflict of interest in respect of advice provision;4.     The wealth advice service providers who are securities brokers may automatically

Bangkok, October 8, 2010 ? The SEC has directed Nippon Pack (Thailand) Plc. (NIPPON) to rectify its financial statements for the year 2009.  In this respect, NIPPON is required to submit to the SEC

application for approval to the SEC within 180 days from the effective date of the new rules, in respect of any major shareholder who meets the characteristics under the new rules but has not previously

January 2022, 1000X, the service provider of the website https://www.1000x.live (1000x.live), had provided services or presented itself to the public that it was ready to provide the service with respect