creation of obligations in securities to ensure that investors receive essential, comprehensive, and sufficient information for investment decision-making. Moreover, additional legal measures would be in
proposal. The SEC has therefore issued the relevant regulations, with the essential points as follows: (1) Requiring the auditors in the capital market to be affiliated with audit firms in the capital
statements and half-year financial statements to the SEC, and to disclose the annual audited financial statements on their official platforms of the funding portals; (2) To disclose essential
. Moreover, financial statements contains essential information for investors and shareholders in making informed investment decisions and monitoring the performance of listed companies. The SEC therefore
(Cyber Incident Management: The Board’s Essential Role)” เพื่อให้คณะกรรมการของบริษัทในภาคตลาดทุน มีความรู้ความเข้าใจเกี่ยวกับปัจจัยความเสี่ยงด้านภัยคุกคามทางไซเบอร์ รวมถึงแนวทางการบริหารความเสี่ยง การ
fees during February 1, 2000 - July 26, 2001. Their behaviors also indicated defrauding and deceiving the public by disseminating false information and concealing essential information through their
formats to be tailored to investor types and service characteristics, while ensuring that investors continue to receive essential information necessary to monitor their investment performance;(3
, Managing Director, Head of Equities & Post Trade, Asia Securities Industry & Financial Markets Association (ASIFMA)4. Mr. Soraphol Tulayasathien, SET Senior Executive Vice President (Moderator)
in various activity zones. To begin with, investment product zone introduces the capital market products including equities, debt securities, mutual funds, LTF/RMF, real estate investment trust (REIT
Eagle Mount Asia Equities Limited’s securities trading account to purchase 23,951,000 of SVI shares in such a way as to take advantage of other persons before SVI disclosed the inside information to the