properly implemented. The IOSCO CRA Code does not address the equally important obligations that rated entities, obligors, underwriters, and arrangers have of cooperating with and providing accurate and

services providing; (3) provides quality services [to the client ] and treats the client fairly and equally by taking account of types, nature and conditions of the client ; (4) avoids any action which

account of time, business manner or circumstance, and services providing; (3) provides quality services [to the client] and treats the client fairly and equally by taking account of types, nature and

account of time, business manner or circumstance, and services providing; (3) provides quality services [to the client] and treats the client fairly and equally by taking account of types, nature and

reflects professional operation with good governance and good responsibility to society, community, environment as the company takes care of all related parties equally with international standard

Thailand’s overall economic growth accelerated, the benefits of growth were not distributed equally among sectors. Consequently, commercial banks were limited in their ability to increase their lending. At the

addresses measures that CRAs should adopt to help ensure that the Principles are properly implemented. The IOSCO CRA Code does not address the equally important obligations that rated entities, obligors

แบบแสดงรายการข้อมูลการเสนอขายตราสารหนี้ 1 แบบแสดงรายการขอ้มลูและรา่งหนงัสอืชีช้วนส าหรบัการออกและเสนอขายตราสารหนี ้ ทีอ่อกและเสนอขายโดยนติบิคุคลตา่งประเทศ Registration Statement for Issuing and Offering of Debt Securities by Foreign Issuer Commercial Name of the Issuer……………………………………….. Offering to…………………………………………………………………….. Features of Debt Securities i.e. interest rate/ offering unit /total principle amount/ par value per unit/offering price per unit etc. Credit Rating…………………………………………………………………...

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

of interest and other encumbrance. Where there is a disclosure of the investment portfolio, it should be disclosed to all investor equally; (3) Using of adequate and reliable information, documents or