standards, and designed to attain four regulatory objectives,  which are fairness, compliance with laws and ethics, responsibility, and transparency. At the ASIFMA Gala Dinner held before the ASIFMA Annual

our duties in various areas will reflect our commitment to independence, transparency and fairness for all. This is how we build trust and confidence. Personally, I would be pleased and thankful for

work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor

are reliably and trustworthy, the Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct

and trustworthy, the Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct its business

Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct its business with honesty, fairness and

fairness for all investors, and reduce the possibility of systemic risk and stability risk of mutual funds.    The consultation paper on the principles and proposed regulations related to

measures for protecting shareholders and investors.“Supervision of securities trading activities to ensure market orderliness and fairness is one of the measures for protecting the interests of shareholders

respective trigger point and (ii) during the reduction process, such person abstains from exercising the voting right in the portion to be reduced.           ?These revisions will reinforce fairness for

fairness among investors, reflect quality competition, and foster sustainability in the securities industry.“The SEC emphasizes the importance of building the overall market confidence. We welcome inputs and