underwritten by them. The permission will cover either trading to hedge derivatives positions that underwriters already have or trading of shares in SET50 or SET100 subject to certain conditions. In addition
operator must prepare a wrapper in case the prospectus as approved by, registered, or filed with the Home Regulator does not contain the information specified in the registration statement listed above and
Microsoft Word - fully covered.doc การลงทุนใน derivative หรือ warrant ท่ีกําหนดให ตองทําการ fully cover ไว ซ่ึงประเภทหลักทรัพยและทรัพยสินท่ีกองทุนสามารถใช cover ได ประกอบดวย 1. เงินสด 2. เงิน
liquidate the collaterals. Nevertheless, the liquidation value may be insufficient to cover the debt, causing losses to the brokers and impacting the credibility of the overall capital market. Additionally
same asset management company to give investors an overall background for decision making. In other words, the disclosure should not only cover the list of funds that have successfully hit the trigger
____________________________________________________________________ Remark: The rationale for issuing this Notification is to determine an undertaking not deemed as a derivatives dealer to cover offer to trade or trade in derivatives for his own account with person
measures cover actions like blocking new mule accounts, detecting irregular customer behaviors, and inspecting and taking action against digital asset trading accounts that may constitute mule accounts
installment totaling 10 percent of the bond value to be paid on 20 April 2025, and the second installment to cover the remaining balance on the extended maturity date; (4) Granting a waiver from an
of credit rating assessment of international CRAs to cover the securitized bonds to be offered with foreign risks. The consultation paper is available at: https://www.sec.or.th/TH/Pages
commissioning the reviewers for preparation of the carbon footprint data. The fee deduction scope will also cover the expenses for commissioning consultants for carbon footprint data preparation. In this regard