that unnecessarily hinder fundraising efforts. The meeting concluded with a consensus that strong and genuine cooperation from all stakeholders—both public and private sectors—is crucial to effectively
Cybersecurity Act B.E. 2562 (2019), with the hope that capital market intermediaries will apply this knowledge into their playbooks in order to cope with cyber threats more effectively." SEC will publish
adequate personnel with expertise to effectively supervise and administrate the risks of outsourced operation, as well as in case of outsourcing operation in investment management and investment risk
exercise their voting rights more effectively. ?Guidelines for shareholders? meeting? supports shareholders by giving suggestions and examples on the matters which should be considered or questioned at
processing completely, accurately, and effectively such as IT equipment, applications, computer network systems, procedures, or information processing areas, etc. Clause 9 An intermediary shall establish
(CEO) may hold the position at only one company while director may hold the position at up to five companies, etc. This is to allow executives of intermediaries to allocate sufficient time to efficiently
employers to offer choices of investment policies that would manage retirement savings for their employees more efficiently,? said SEC Secretary-General Thirachai Phuvanatnaranubala. # # #
groups more efficiently, and procedures for clearer communication between selling agents and investors. The relevant regulations cover four key areas, namely: (1) the organizational structure, the roles