พิสูจน์ตัวตน (Identity proofing) 1.2 การยืนยันตัวตน (Authentication) 1.3 การทำความรู้จักลูกค้าในเชิงลึก (Client Due Diligence) 1.4 การทบทวนข้อมูลลูกค้า (Ongoing / Enhanced KYC) 2. ระบบงานที่เกี่ยวข้องกับ
) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 1/2554 Re: Verification and Announcement of Qualified Units of Foreign ETF and Application for Allotment of Foreign ETF Units
. Our suggestion for prevention of future occurrences is to jointly consider establishing accuracy verification mechanisms that can enhance confidence in the financial reporting, including a
of clients? assets: deficiency of the verification process created risk of damaging client assets. It was found that during August 2014 to March 2015 many clients asked the company to add another
consequently affect confidence in securities business and the capital market at large; (2) Custody of clients? assets: deficiency of the verification process created risk of damaging client assets. It was
test of using cross-bank identity verification through the National Digital ID (NDID) platform for opening a digital deposit account in the Bank of Thailand’s Regulatory Sandbox. Regarding insurance
real estate revenue recognition of 1,366.58 Million Baht or an increase by 103.97%. The revenue can be distinguished as follows: Unit: Million Baht Projects Consolidated Revenue Project Revenue Increase
Baht or an increase by 137.61%. The revenue can be distinguished as follows: Unit: Million Baht Projects Consolidated Revenue Project Revenue Increase (Decrease) % Revenue (Million Baht) Revenue (Million
distinguished between the shares belonging to Mr. Koh Lian King and those in which Mrs. Teo Lee Ngo was the actual beneficiary. This constitutes an offense of purchasing securities as a person who knows or
Director. Distinguished guests included H.E. Ms. Satu Suikkari-Kleven, Ambassador of Finland in Thailand, H.E. Mr. Kees Rade, Ambassador of the Kingdom of the Netherlands in Thailand