** had purchased land for a power plant construction in a corrupt manner to seek unlawful gain. The SEC’s investigation revealed actions that could constitute offenses under the Securities and Exchange Act
correlated with the trading activities in the account for which Mr. Suthee was authorized to place price-manipulating orders. The actions of these two individuals constitute offenses under Section 244/3(1) in
, which shall not be lower than those specified by the CSC. In all cases, the civil penalties and the compensations for the benefits received or that would have been received from committing offenses
, liable to be offenses pursuant to Section 307, Section 308, Section 311 and Section 313 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with Section 83 of the Penal Code. The
above with the DSI for further legal proceedings. In this regard, since the offenses relating to unfair securities and derivatives trading practices also constitute a predicate offense under the Anti
committing offenses shall be remitted to the Ministry of Finance as public revenue. Remark: * Civil sanctions are law enforcement measures under the Securities and Exchange Act B.E. 2535 (1992), as amended
Committee has resolved to instruct SEC to impose civil sanction whereby Kitti and Kongpat must pay a separate civil penalty, compensate for the benefits received from committing the offenses, and reimburse
to conduct an inquiry into certain criminal offenses that may seriously undermine trust and confidence in the capital market or national economic system and aligning penalty measures with Section 77 of
offenses and penalties under Section 66 of the Emergency Decree. The SEC has therefore filed the criminal complaint against XT .COM with the ECD for consideration of further legal action. Following the
the process of establishing a working group consisting of related agencies for integrated enforcement actions, including legal actions on the offenses of share price manipulation against which the SEC