กำหนดค่าความเสี่ยงที่กองทุนจะสามารถรับได้ และการกำหนดการกระจุกตัวของผู้ออกตราสาร/คู่สัญญารายใดรายหนึ่ง โดยเฉพาะกรณีที่มีการลงทุนในสัญญาซื้อขายล่วงหน้านอกศูนย์ซื้อขาย (Over The Counter) บริษัท
Company could successfully distribute the beverage dispenser (Celli counter beverage dispenser) to a customer in CLMV and currently still obtains continuous order volume from such customer. Besides, The
September 30, 2017).Nevertheless, no transaction occurring during period of six months. Moreover, the counter party of the transaction was person/juristic person who was not the connected person, thus the
clearing and settlement shall be made to the clearing house ; (b) a person under over-the-counter derivatives trading or securities trading undertaken through or in the name of the intermediary for the
clearing and settlement shall be made to the clearing house; (b) a person under over-the-counter derivatives trading or securities trading undertaken through or in the name of the intermediary for the
15% (based on financial statement ended March 31, 2019). The company does not have other transaction occurring during a period of six. Moreover, the counter party of the transaction was person/juristic
9.58% which was the highest criteria but still less than 15% (based on financial statement ended June 30, 2019). Moreover, the counter party of the transaction was person/juristic person who was not the
the equity crowdfunding scheme and would confine individual exposure to ICOs, there are counter-arguments that this would overly restrict retail investors’ freedom to invest and the same could be said
financial instruments were derived from a variety of activities, including, derivative warrants (DWs), over-the-counter (OTC) derivatives, investments in debt and equity securities for the Company’s own