new clients during the account opening process. Hence, such information must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant revisions/updates
With the view to ensure more effective oversight, the SEC has sought comments on the proposed revisions regarding the issuance of debt securities of the LiVEx listed companies,* such as determination
more effective . These revisions are in line with the IOSCO standards, which helps to further credibility of the Thai capital market and to build up confidence for both domestic and foreign investors
reviews and revisions in going forward. In this connection, related supervisory policies and measures were endorsed by both parties. “This collaborative meeting is a good opportunity for reinforcing
flexibility, which may affect the ability to conduct fundraising in compliance with the prescribed requirements. The SEC has therefore proposed revisions to the relevant criteria. Previously, the SEC conducted
towards adjustments in the educational system that would intensify the cultivation of financial management skills which are important life skills for youth, the driving force of the nation’s future. Proper
savings and investment in securities as part of the long-term financial stability initiatives for investors.Promoting savings and investment measures Recent adjustments in securities prices alone may not
. The key points of the revisions are as follows: (1) Revision to the NC Requirements for DA Custodians: Reducing the NC rate for cold wallets used in digital asset custody services from 2% to 1
revisions to the information disclosure rules pertaining to sustainability-themed bonds to ensure that investors have accurate and complete information for decision-making, and to increase the credibility
revisions/updates, all clients must be informed accordingly. The notification was published in the Royal Gazette and came into force on 16 November 2023.Remark: * The Notification of the Office of the