-compliance with the advertisement requirements may lead the SEC to instruct the issuer to revise the advertisement content to ensure that investors receive accurate, comprehensive, factual and not misleading
funds. "Such aforesaid research results have raised possible issues of unclear information disclosure, misleading advertising messages and fee collection. The SEC therefore reinforces such matters on
trading to the client. She also had the trader's name card made under the company's name and position of marketing officer, misleading the client to believe that such trader was an SEC approved investor
consideration for approval of establishment and management. Clause 4. The advertisement shall not contain the followings: (1) information that is false, exaggerating or misleading; (2) information and estimated
advertisement shall not contain the followings: (1) information that is false, exaggerating or misleading; (2) information and estimated return, except for estimated return specified in Clause 9; (3) information
documents neither contain any false or misleading statement in materiality nor omission of any material statement that ought to be declared. In this regard, as evidence that each and every page of the
consideration for approval of establishment and management. Clause 4. The advertisement shall not contain the followings: (1) information that is false, exaggerating or misleading; (2) information and estimated
/memorandum of understanding is entered into for trading of securities in the tender offer. - None - I hereby certify that the foregoing statement is complete and accurate without misleading information and no
is correct, accurate, and complete in all respects. I/We also certify further that the said documents neither contain any false or misleading statement in materiality nor omission of any material
complete in all respects. I/We also certify further that the said documents neither contain any false or misleading statement in materiality nor omission of any material statement that ought to be declared