three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives

shares through accounts of Somchai and another client by splitting the orders.The acts of {B} were deemed as using client securities trading accounts to trade securities for others and sending

bondholder register to determine the list of the meeting attendees and the timeframe for sending the invitation to the bondholders’ meeting;             Agenda 2: Consideration for approving a waiver of

because the highest price on that day was lower and was decreasing during the submission of selling order. She also admitted sending the trading orders without her client's order from January 9, 2014 to

years for his assistance in the FOCUS share price manipulation by providing trading accounts, sending trading orders and arranging financial matters. The Settlement Committee had previously imposed a fine

and sending a circular notice to shareholders within 21 days counting from date that the company has notified SET with required minimum information. As to the details of the Transaction mentioned above

of the Information Technology of a Securities Company. 2. Segregation of Duties. 3. Physical Security. 4. Information and Network Security. 5. Change Management. 6. Backup and IT Contingency Plan. 7

Information Technology of a Securities Company. 2. Segregation of Duties. 3. Physical Security. 4. Information and Network Security. 5. Change Management. 6. Backup and IT Contingency Plan. 7. Computer

arises, or the information related to the recipient’s account number or account name is found to be inaccurate, the receiving bank may contact the sending bank to request confirmation of the recipient’s

company to establish Vanachai Logistics Co., Ltd. which will operate the business of receiving - sending goods within the country. The company will then invest in ordinary shares of Vanachai Logistics Co