) Granting a waiver from an event of default under the terms and conditions in cases where the bond issuer revises the debt repayment conditions and/or engages in debt restructuring negotiations with financial

under Royal Patronage to help lawyers sharpen their capability about class action in capital market cases so that they will be able to deliver justice for investors who were wronged by persons that went

. In a number of cases, the clients authorized the investment consultants to make trading decisions on their behalf. Usually, those clients did not have enough time or viewed that the investment

examination on suspicious facts. Overall, the number of complaints against unlicensed securities or derivatives businesses is on a gradual decline, and 75 percent of the cases is beyond the SEC?s authority, for

spouse* and minor children, as well as cases where there is conduct indicating a common intention to exercise voting rights in the same direction, or where a person authorizes another person to exercise

At present, any revisions or modifications to the TFF project are required to seek the resolution of unitholders*, which, in practice, may hinder such revisions or modifications in certain cases

The SEC has found that certain aspects of the regulations on the qualifications of issuers in cases where the proceeds are not used in accordance with the disclosed purposes, as well as the

amended the criteria for exemption from the requirement to file registration statements and draft prospectuses with the SEC in cases where listed companies dispose of repurchased shares under ESOPs. The

trust for transactions in the capital market. Clause 4 This Notification shall not apply in cases where there are other notifications of the SEC Office regarding approval of auditors for any specific

follows: (1) in cases where a securities company appoints a new person as director or manager, or in other cases than (2), the securities company shall submit to the SEC Office the following documents which