: “intermediary” means a securities company or derivatives intermediary, excluding venture capital fund management company, inter-dealer brokerage company and registered derivatives intermediary. “affiliated
Determination of Undertaking not Deemed as a Derivatives Dealer
capital fund management company, or inter-dealer brokerage company, and registered derivatives intermediary; “Notification No. Tor Thor. 60/2561” means the Notification of the Capital Market Supervisory
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
- Mutual Funds, Private Funds, Provident Funds, Fund Managers, Investment Consultants, Fund Supervisors etc Digital Asset Businesses Intermediaries Exchange, Broker, Dealer,Advisory Service, Fund Management
inter-dealer brokerage company, and registered derivatives intermediary; “ intermediary’s board of directors ” means the board of directors of an or a committee assigned by the board of directors of an
the intermediary shall comply with. In this regard, the intermediary shall provide services by taking into account the best interests of a client , protection of client ’s interests, and preventing the
-dealer brokerage company, and registered derivatives intermediary; “intermediary’s board of directors” means the board of directors of an or a committee assigned by the board of directors of an
securities company or derivatives intermediary, 4 excluding venture capital fund management company, inter-dealer brokerage company and registered derivatives intermediary. “client” means a person who uses