their shareholding or common management with the issuer who issues underlying shares, particularly the persons with any of the following characteristics: (1) holding, directly or indirectly, more than 25

Structured Notes, except for the structured notes which have the following characteristics shall be under this notification; (a) the issuer of the structured notes has callable option the structured notes or

and Offering of Structured Notes. Clause 6 The application for an approval of offer for sale of bonds denominated in foreign currency under this Notification shall not have the following characteristics

characteristics or structure in compliance with the rules or conditions for approval under this Notification but a certain fact leads to the consideration that the true intention or the substance of the offer for

? to AI and the summarized significant features of securities (fact sheet) must specify that the product is allowed to offer to AI only. In addition, asset management company will be allowed to establish

without fully explaining the fund's features nor giving the fund fact sheet to the client for self-study. The client misunderstood that the trigger fund was a fix-income fund similar to the product of the

Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment Advisory or an Undertaking of

application or the offer for sale of the debt securities has the characteristics or structure in compliance with the rules or conditions for approval under this Notification, but certain facts lead to the

development of new products with more complexity which requires additional criteria; for instance, structure of return on investment and warning of complex features and significant specific risks associated

At present, the interest in mutual funds with features related to sustainability factors such as environmental, social, and governance (ESG) has gained traction globally in the past few years. The