fund investors around the world. Since then, the company has conducted constructive dialogues with relevant parties in the fund industry, including regulators, associations and fund managers on a

business which is announced by associations or organizations relating to securities business or derivatives business recognized by the SEC Office, or [ii] a collusion or supporting such acts of other persons

relating to securities business or derivatives business which is announced by associations or organizations relating to securities business or derivatives business recognized by the SEC Office, or [ii] a

Office or the organizations recognized by the SEC Office and [iii] have scope of duties, as specified in the Tables of Qualifications of Personnel in the Capital Market and Tables of Category of

, [ii] attend training courses or pass the examination of courses provided by the SEC Office or the organizations recognized by the SEC Office and [iii] have scope of duties, as specified in the Tables of

related to securities business, a derivative regulatory association or any other organizations in securities business or derivative business accepted by the SEC Office, or aids or abets or used to aid or

the view that the “Aom No.5” campaign, with the integrated efforts of the AIMC, investment management companies, mutual fund brokers, related associations, the SET and the SEC, can help not only

Associations, which are approved by the Office; (8) “Office” means the Office of the Securities and Exchange Commission.                 Clause 3. This Notification shall not be applied to those financial

management to prevent the use of securities business for money laundering and financing of terrorism issued by the Securities Industry Associations, which are approved by the Office; (8) “Office” means the

” means guidelines concerning risk management to prevent the use of securities business for money laundering and financing of terrorism issued by the Securities Industry Associations, which are approved by