that should be suitable for each type of investors. She also mentioned the public hearing process that the SEC is undertaking to enhance regulatory rules and supervision of bond market to protect
covers draft operational procedures rules in case of failure to meet the requirement. The draft amendments aim to (1) support intermediaries in maintaining sufficient capital suitable for the nature of
companies to become more flexible, and the revision of preventive measures against leaks of inside information of investment management companies to become more suitable for the current fund management
regulations of SEC, for assurance the clients identity, providing suitable clients services and preventing any money laundering or any financial supports towards terrorist groups, which is also in accordance
contents are suitable for those interested in gaining knowledge and understanding of digital assets and blockchain technology, learning to use analytical tools, finding out more about risks related to
providing the SEC Fund Check tool, which was developed by the SEC, to enable the public to compare and choose suitable funds for their investments; (3) Service providers: Providing information on
underwriter and client in that it will provide securities underwriter with the information on client?s risk appetite, thus, allow giving of advices or offering of products suitable for client. The revised
diverse products suitable for investors? different risk profiles while preparing the Thai capital market for linkage with international counterparts and increase channels for fund mobilization of business
diverse products suitable for investors? different risk profiles while preparing the Thai capital market for linkage with international counterparts and increase channels for fund mobilization of business
been set up and offered investment units to the public.?State enterprises can mobilize fund by setting up infrastructure funds in a pattern suitable for their own organizations; for instance, selling