exchange transactions of digital asset fund managers digital asset business operators. Essentially, the proposed amendment would allow digital asset fund managers to apply for a quota to execute foreign
for a license without the need to apply for a new license when expanding their business operations; (2) To revise the licensing fee structure to charge fees based on the specific services a business
regulations. The major changes that will be introduced by the SEC’s proposal include: (1) To revise the qualifications and licensing process for the securities companies that wish to apply for investment
apply for securities listing on any of the three exchanges of LuxSE, namely (1) Bourse de Luxembourg (BdL), whose criteria are as stringent as the regulations governing public offering of corporate
on principles to laying out the framework of related rules to allow a business operator to apply for SEC’s approval and represent itself as wealth advisor to interested persons.Rules regarding
apply to domestic offerings of bonds denominated in baht and foreign currencies and offshore offerings in line with those governing offerings by limited company and public limited company. Public sector
primary listing regulations will apply as well. Nonetheless, in case of the holding company founded in Thailand and owned by Thais but investing in the subsidiary founded offshore which operates core
Section 22 of the Derivatives Act B.E. 2546 (2003), the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. Operators of derivatives business wishing to apply
. Operators of derivatives business wishing to apply for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business
apply to any undertaking with respect to the following matters, mutatis mutandis. (1) application for approval, granting approval, and conditions in granting approval of trust managers; (2) cessation of