appropriateness of local application, the importance of investor protection and the acceptable burdens towards listed companies.The proposed amendments include (1) change of the transaction size that requires
of foreign banks only is acceptable. In any case, moreover, clear statement on legal issues must be included for investment decision making.?In case that the foreign bank branches offer for sale of
investment, financial position and customer’s acceptable level of the risk. Clause 15. In giving a specific advice, the investment advisory company shall also comply as follows: (1) distributing an investment
Bangkok, October 7, 2015 ? The Criminal Court sentenced Ratchasak Susewi, former executive of POWER-P Plc. (POWER) responsible for the company operation, for corporate fraud. Ratchasak permitted
records related to the custody of client fund issued by the custodial bank, and records related to the custody of client digital assets issued by digital asset custodians permitted to provide such services
listed securities” which invest not less than 65% of net asset values in listed securities on SET. Investors are permitted to deduct an actual investment amount, but not exceed 200,000 baht, from annual
could be permitted. In this regard, SEC will arrange a meeting among Thai asset management companies, SFC, the Financial Services & the Treasury Bureau, the Hong Kong Monetary Authority and Hong Kong
holder representative will be permitted if home jurisdiction is a signatory of ACMF MoU, currently comprising Malaysia, Singapore and Thailand. Thai issuers planning to offer debt securities in various
practicality, securities underwriter is permitted to develop its own suitability test and may attach the test with securities subscription form to client in advance. Existing client who has done the suitability
currencies and gradually, retail investors will be permitted to invest in such products as well. This is to ensure that easing of investment regulations will truly be advantageous for investors, intermediaries